Michael Hart Portfolio Manager State Regulators Expand California Department of Corporations 1515 K Street, Suite 200 Sacramento, CA, 95814 (916) 445-7205 http://www.dbo.ca.gov/About_DBO/organization/doc.asp [email protected] National Regulators Expand Consumer Financial Protection Bureau P.O. Box 4503 Iowa City, IA, 52244 (855) 411-2372 consumerfinance.gov [email protected] [email protected] Federal Regulators Expand Federal Trade Commission 600 Pennsylvania Avenue, NW Washington DC, 20580 (877) 382-4357 ftc.gov Financial Industry Regulatory Authority (FINRA) 1735 K Street Washington DC, 20006 (301) 590-6500 brokercheck.finra.org Securities and Exchange Commission (SEC) 100 F Street, NE Washington DC, 20549 (202) 942-8088 sec.gov sec.gov/complaint.shtml [email protected] See Background Check On Ethics.Net
